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| Section | Objectives |
|---|---|
| Topic 1: V. White-Collar Crime Offenses | - Embezzlement statutes - Money laundering - Mail fraud and wire fraud - Tax fraud - Securities fraud - Bankruptcy fraud |
| Topic 2: IV. Rules of Evidence | - Privilege and confidentiality - Relevance and materiality - Types of evidence (direct, circumstantial, documentary) - Expert witness testimony - Hearsay rules and exceptions |
| Topic 3: II. Criminal Law | - Parties to criminal actions - Elements of criminal offenses - Classification of crimes (felonies, misdemeanors) - Criminal intent and Mens rea |
| Topic 4: I. Law and the Fraud Examiner | - Rights of investigators and defendants - Overview of the legal system and fraud investigation - Legal requirements for evidence collection |
| Topic 5: VI. Testifying as an Expert Witness | - Report writing for legal proceedings - Qualifications and credentials - Cross-examination strategies - Direct examination procedures |
| Topic 6: III. Criminal Procedure | - Warrant requirements - Miranda rights - Exclusionary rule - Search and seizure laws - Arrest procedures |
1. In common law jurisdictions, which of the following scenarios would MOST LIKELY result in sanctions for an organization for failing to preserve evidence?
A) An employee abstains from destroying a document relevant to an ongoing proceeding even though this act violates the company ' s document retention policy.
B) An employee accidentally deletes a digital document that is relevant to litigation after the company announces that such litigation is a possibility.
C) An employee intentionally destroys a relevant document prior to the company announcing the possibility of litigation.
D) An employee unintentionally alters a digital document that is not directly relevant to any potential litigation that the company has announced to its staff.
2. Which of the following is TRUE in regard to authenticating evidence in most common law systems?
A) The purpose of authentication is to ensure that hearsay is not admitted into evidence
B) For evidence to be authenticated it must be reviewed and voted on by a jury
C) Exhibits that cannot be authenticated will not be admitted regardless of relevance
D) Digital records cannot be authenticated by testimony from a witness with personal knowledge
3. A company files a civil lawsuit against one of its directors for insider trading. At the end of the trial, a court orders the director to refrain from purchasing or obtaining the stock of a particular corporation. Which of the following BEST describes this type of remedy?
A) Injunction
B) Declaratory relief
C) Punitive damages
D) Monetary relief
4. Under the World Bank Principles for Effective Insolvency and Credit/Debtor Regimes (World Bank Principles), which of the following parties should administer the debtor ' s estate in liquidation bankruptcy proceedings?
A) The creditor with the largest claim against the debtor
B) The jurisdiction ' s commerce department or equivalent agency
C) An independent insolvency representative
D) The debtor, supervised by an independent insolvency representative
5. Kamala is conducting a fraud examination in a country where courts apply laws from codified statutes to each case. When deciding legal issues, the courts are not bound by similar court decisions from previous cases. The country where Kamala is working MOST LIKELY has a __________ judicial system.
A) Substantive law
B) Statutory law
C) Civil law
D) Common law
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: A | Question # 3 Answer: A | Question # 4 Answer: C | Question # 5 Answer: C |
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