IIA Certified Financial Services Auditor - Banking : IIA-CFSA-BANK Exam

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Oct 04, 2026
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Banking Discipline20%- Banking-specific knowledge
  • 1. Credit risk management
    • 2. Liquidity risk
      • 3. Capital management
        • 4. Asset and liability management
          • 5. Bank governance and regulatory expectations
            • 6. Interest rate risk
              Auditing Financial Services Products25%- Banking products and services
              • 1. Retail banking
                • 2. Investment and trust services
                  • 3. Commercial lending
                    • 4. Treasury and cash management
                      Auditing Financial Services Processes15%- Operational auditing
                      • 1. Deposit operations
                        • 2. Information systems and technology controls
                          • 3. Loan processing
                            • 4. Fraud prevention and detection
                              Financial Services Auditing25%- Risk assessment and audit planning
                              • 1. Audit engagement planning
                                • 2. Financial services risk identification
                                  • 3. Internal control evaluation
                                    Regulatory Environment15%- Banking regulations and compliance
                                    • 1. Capital adequacy and risk management requirements
                                      • 2. Regulatory agencies and oversight
                                        • 3. Anti-money laundering requirements
                                          • 4. Consumer protection regulations

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